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Damian Hubert Peter

Pershing LLC

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About Damian Hubert Peter

Damian Peter has been in the financial services industry since 2004. Damian is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in New Jersey. Damian holds Series 63, 65, 7, 31, and SIE licenses. Damian has previously been registered with NCG Securities LLC, Mutual Service Corporation, Royal Alliance Associates, Inc., Investcorp, Inc., and Citigroup Global Markets Inc.

Firm Information

Damian Peter is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Damian Peter’s Registration & Firm History

NJ

04/22/2022 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

02/19/2016 - 01/13/2017

NCG SECURITIES LLC (RED BANK NJ)

NJ

01/31/2008 - 04/17/2009

MUTUAL SERVICE CORPORATION (SECAUCUS NJ)

NJ

12/13/2004 - 01/31/2008

ROYAL ALLIANCE ASSOCIATES, INC. (SECAUCUS NJ)

AZ

07/22/2004 - 11/08/2004

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

FL

02/13/2004 - 06/07/2004

INVESTACORP, INC. (MIAMI FL)

NY

05/18/2001 - 02/27/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/22/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/17/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2016

Series 7 - General Securities Representative Examination

BC

Issued 03/28/2003

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Damian Hubert Peter.
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