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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Damian? Claim Your ProfileDamian Christian Rothermel is a financial advisor registered with Sound Income Strategies, LLC and is located in PORTLAND, Oregon. Damian has been working in the financial services industry since 1998. Damian specializes in providing financial advice to high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, and individuals other than high-net-worth. Damian's expertise includes financial planning and portfolio management for individuals and investment companies. Damian also provides educational seminars. Prior to joining Sound Income Strategies, LLC, Damian was registered with USA FINANCIAL SECURITIES CORPORATION, LIBERTY CAPITAL INVESTMENT CORPORATION, AMERIPRISE FINANCIAL SERVICES, INC., AMERIPRISE ADVISOR SERVICES, INC., UBS PAINEWEBBER INC., and PRUDENTIAL SECURITIES INCORPORATED. Damian is also registered with the state of Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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OR
10/20/2022 - Present
Sound Income Strategies, LLC (PORTLAND OR)
OR
06/28/2012 - 10/21/2022
USA FINANCIAL SECURITIES CORPORATION (PORTLAND OR)
OR
12/10/2010 - 06/28/2012
LIBERTY CAPITAL INVESTMENT CORPORATION (PORTLAND OR)
OR
10/05/2009 - 12/15/2010
AMERIPRISE FINANCIAL SERVICES, INC. (PORTLAND OR)
OR
03/06/2002 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LAKE OSWEGO OR)
NJ
09/15/1999 - 03/12/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/02/1998 - 07/30/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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