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Damian Carlos Lattuada

Smbc Nikko Securities America, Inc.

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About Damian Carlos Lattuada

Damian Carlos Lattuada is a financial advisor with over 20 years of experience in the industry. Damian currently works at Smbc Nikko Securities America, Inc., where he has been registered since March 2019. Previously, Damian worked at Stiefel, Nicolaus & Company, Incorporated, Hapoalim Securities USA, Inc., RBS Securities Inc., ABN AMRO Incorporated, BBVA Securities Inc., ING Barings Corp., ING Barings LLC, and FleetBoston Robertson Stephens Inc.

Firm Information

Damian Lattuada is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Damian Lattuada’s Registration & Firm History

NY

03/15/2019 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

12/03/2015 - 03/22/2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

03/02/2012 - 12/11/2015

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

CT

02/23/2009 - 11/16/2011

RBS SECURITIES INC. (STAMFORD CT)

CT

05/02/2005 - 02/24/2009

ABN AMRO INCORPORATED (GREENWICH CT)

NY

07/24/2002 - 04/25/2005

BBVA SECURITIES INC. (NEW YORK NY)

NY

04/30/2001 - 12/11/2001

ING BARINGS CORP. (NEW YORK NY)

NY

01/29/2001 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

CA

02/13/1997 - 08/01/2000

FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 02/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Damian Carlos Lattuada.
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