Unclaimed
Damian Hedley is a financial advisor associated with UBS Financial Services Inc., with over 20 years of experience in the industry. Damian has an active registration in California and holds licenses including Series 63, 65 and SIE. Damian has previously worked for several firms including BANC OF AMERICA INVESTMENT SERVICES, INC., WELLS FARGO INVESTMENTS, LLC, and WELLS FARGO INSTITUTIONAL SECURITIES, LLC. Damian's office is located at 555 CALIFORNIA STREET, 32ND FLOOR/ SUITE 3200 in SAN FRANCISCO, CA. Damian specializes in a variety of financial services such as financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
02/03/2006 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
MA
11/14/2003 - 02/08/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
11/04/2002 - 12/02/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NC
02/06/2002 - 10/31/2002
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
MN
02/04/2002 - 10/31/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
IA
Issued 03/05/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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