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Daman Mitchell Pope

Smbc Nikko Securities America, Inc.

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About Daman Mitchell Pope

Daman Pope is a financial professional with over 10 years of experience in the securities industry. Daman has a broad range of experience working for firms like Deutsche Bank Securities Inc., RBC Capital Markets, LLC, and J.P. Morgan Securities Inc. Currently, Daman is a registered representative with Smbc Nikko Securities America, Inc. and is registered in all 50 states.

Firm Information

Daman Pope is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daman Pope’s Registration & Firm History

NY

12/08/2021 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

FL

04/09/2018 - 11/22/2021

AMHERST PIERPONT (Ft Lauderdale FL)

NY

05/14/2015 - 04/10/2018

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

FL

08/14/2014 - 05/06/2015

DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)

NY

04/25/2007 - 07/24/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/26/2005 - 04/24/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Daman Mitchell Pope.
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