Unclaimed
Damain Austin Sullivan is a securities professional with over 10 years of experience in the industry. Damain currently holds a Series 79, Series 63 and SIE license. Damain is registered with Mufg Securities Americas Inc. Damain's career in the securities industry began at BTMU Securities, Inc., where Damain worked from 2011 until 2017. Damain is registered in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
TX
05/12/2011 - 04/01/2017
BTMU SECURITIES, INC. (HOUSTON TX)
BC
Issued 07/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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