Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dalton? Claim Your ProfileDalton James is a financial advisor who is registered with the state of Utah and holds the Series 7TO, Series 63 and SIE licenses. Dalton is currently employed by Fidelity Brokerage Services LLC, where he began on August 23, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
08/23/2024 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 09/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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