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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dalon? Claim Your ProfileDalon Dean Wynia is a financial advisor associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Dalon is a registered representative and investment advisor representative, having passed the Series 63, Series 65, Series 7, Series 9, Series 10, Series 24, Series 4, Series 52TO, and Series 53 exams. Dalon has been in the industry since July 2005 and is registered to provide investment advice and securities products in multiple states. Dalon specializes in providing financial planning and portfolio management services to businesses, individuals, high-net-worth individuals, and pension and profit-sharing plans. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. in 2009, Dalon worked at Edward Jones and BANC OF AMERICA INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CINCINNATI OH)
TX
02/01/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN ANTONIO TX)
MO
04/05/2005 - 10/10/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 06/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/17/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/22/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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