Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dalinda? Claim Your ProfileDalinda Karina Guerrero is a financial professional with over 16 years of experience in the securities industry. Dalinda is currently registered with Mizuho Securities USA LLC. Previously, Dalinda was associated with J.P. Morgan Securities LLC, Commerz Markets LLC, and Morgan Stanley & Co. LLC. Dalinda holds Series 7, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/11/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/27/2015 - 04/05/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/13/2013 - 06/12/2014
COMMERZ MARKETS LLC (NEW YORK NY)
NY
05/02/2006 - 04/24/2012
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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