Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dalila? Claim Your ProfileDalila Borges has been in the financial industry since 2003. Dalila has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. and Wachovia Securities, LLC. Dalila is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Connecticut. Dalila holds Series 6, 7, 9, 10, 63, and 66 licenses. Dalila is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and an investment advisor representative of Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/11/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
MA
01/01/2016 - 12/22/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MO
03/04/2003 - 01/03/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 06/09/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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