Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dalia? Claim Your ProfileDalia Warren is a financial advisor with Wells Fargo Advisors Financial Network, LLC in Westlake Village, California. Dalia has been in the industry since 2008 and holds a Series 7, Series 66, and SIE license. Dalia has experience working with high-net-worth individuals, corporations, and institutions. Dalia's specialties include investment consulting, financial planning, and portfolio management. Dalia has also been previously registered with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/06/2024 - Present
Wells Fargo Advisors Financial Network, LLC (WESTLAKE VILLAGE CA)
CA
01/03/2011 - 09/06/2024
WELLS FARGO CLEARING SERVICES, LLC (WESTLAKE VILLAGE CA)
CA
07/14/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CHATSWORTH CA)
BOTH
Issued 04/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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