Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dalf? Claim Your ProfileDalf Paul Hammerich is a financial professional with over 15 years of experience in the industry. Dalf has held roles at various firms, including Precision Securities, LLC, Exos Securities LLC, HSBC Securities (USA) Inc., KCG Americas LLC, Knight Capital Americas, L.P., Knight Libertas LLC, Wachovia Capital Markets, LLC, and Wachovia Securities, LLC. Dalf is currently registered with Clear Street LLC and holds FINRA Series 7, 24, 27, 63, 99TO and SIE licenses. Dalf has a deep understanding of the financial markets and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/17/2021 - Present
Clear Street LLC (NEW YORK NY)
CA
02/07/2022 - 10/14/2022
PRECISION SECURITIES, LLC (DEL MAR CA)
NY
02/13/2019 - 05/17/2021
EXOS SECURITIES LLC (NEW YORK NY)
NY
09/01/2016 - 02/09/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NJ
07/02/2012 - 03/17/2014
KCG AMERICAS LLC (JERSEY CITY NJ)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
CT
12/06/2005 - 01/03/2011
KNIGHT LIBERTAS LLC (GREENWICH CT)
NC
04/19/2004 - 11/03/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
02/16/2004 - 04/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 02/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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