Unclaimed
Dale Stover is a financial professional with over 20 years of experience in the financial services industry. Dale is registered with Raymond James & Associates, Inc. and is licensed in 36 states. Dale specializes in financial planning, portfolio management, and educational seminars. In addition to his professional work, Dale is an active member of the community, serving on the board of The Breast Cancer Eradication Initiative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/14/2015 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
10/01/2010 - 07/17/2014
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
09/16/2009 - 10/01/2010
PRIMEVEST FINANCIAL SERVICES, INC. (BARTLETT TN)
TN
11/15/2001 - 03/19/2008
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
IA
Issued 05/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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