Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Kindregan is a financial advisor with UBS Asset Management (us) Inc., located in New York, NY. Dale has been in the financial services industry since 2002. Dale holds a Series 7, Series 3, Series 30, and Series 63 license. Dale has previously worked for Principal Funds Distributor, Inc., PRINCOR FINANCIAL SERVICES CORPORATION, PINEBRIDGE SECURITIES LLC, FRANK RUSSELL CAPITAL INC. PART OF RUSSELL INVESTMENT GROUP and RUSSELL FUND DISTRIBUTORS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/27/2017 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NY
01/16/2016 - 01/13/2017
PRINCIPAL FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IA
07/10/2012 - 04/13/2016
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
02/10/2006 - 11/10/2011
PINEBRIDGE SECURITIES LLC (NEW YORK NY)
WA
07/15/2004 - 12/20/2005
FRANK RUSSELL CAPITAL INC. PART OF RUSSELL INVESTMENT GROUP (TACOMA WA)
WA
09/24/2001 - 08/13/2004
RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)
BC
Issued 11/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2013
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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