linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Dale Wannen

Sustainvest Asset Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Dale? Claim Your Profile

About Dale Wannen

Dale Wannen is an investment advisor representative with Sustainvest Asset Management, LLC. Dale has been working in the financial services industry since 2000 and has been registered with Sustainvest Asset Management, LLC since 2013. Dale specializes in portfolio management for individuals and financial planning. Dale's firm serves individual clients, high-net-worth individuals, charitable organizations, and trusts. The firm's assets under management are between $100 million and $500 million. Dale's firm offers investment advisory services that include financial planning, portfolio management for individuals, and other services. The firm's fee structure includes hourly charges and a percentage of assets. Dale's previous employment includes time spent at UBS Financial Services Inc., First Republic Securities Company, LLC, Wachovia Securities, Inc. and First Union Brokerage Services, Inc.

Firm Information

Dale Wannen is currently registered with Sustainvest Asset Management, LLC. Sustainvest Asset Management, LLC is an investment advisor registered with the SEC that manages approximately $96.7 million in assets for 366 clients. They provide financial planning and portfolio management services for individuals, high-net-worth individuals, and charitable organizations.

$96.67M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Dale Wannen’s Registration & Firm History

NJ

02/24/2021 - Present

Sustainvest Asset Management, LLC (Linwood NJ)

NJ

12/17/2004 - 12/05/2005

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

CA

12/13/2002 - 01/16/2004

FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)

MO

10/01/2000 - 08/19/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NC

06/12/2000 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

Not sure if Dale Wannen is right for you?

Licenses & Designations

IA

Issued 10/27/2011

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 01/21/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2003

Series 7 - General Securities Representative Examination

BC

Issued 06/09/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Dale Wannen.
Not sure if Dale Wannen is right for you?