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Dale Vernon Giffey

Lument Securities, LLC

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About Dale Vernon Giffey

Dale Vernon Giffey is a registered representative in Ohio and has been in the securities industry since December 11, 2018. Dale is currently employed by Lument Securities, LLC. Dale has passed the Securities Industry Essentials Examination (SIE) and the Municipal Securities Representative Examination (Series 52).

Firm Information

Dale Giffey is currently registered with Lument Securities, LLC. Lument Securities, LLC is a Limited Liability Company formed in May 2010. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dale Giffey’s Registration & Firm History

OH

12/12/2018 - Present

Lument Securities, LLC (COLUMBUS OH)

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Licenses & Designations

BC

Issued 12/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2018

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dale Vernon Giffey.
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