Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Hancock has been in the financial services industry since 1994. Currently, Dale is a Registered Representative at Planmember Securities Corp. with a branch office located in CARPINTERIA, CA. Previously, Dale has held various positions at CETERA ADVISORS LLC, PACIFIC WEST SECURITIES, INC., ASSOCIATED SECURITIES CORP., FSC SECURITIES CORPORATION, and SUNAMERICA SECURITIES, INC. Dale is also a Registered Investment Advisor and holds the Series 6, 7, 22, 63, and 65 licenses as well as the SIE certification. Dale is committed to providing personalized financial advice and guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/12/2021 - Present
Planmember Securities Corp. (CARPINTERIA CA)
WA
02/28/2012 - 11/10/2021
CETERA ADVISORS LLC (PORT ORCHARD WA)
CA
02/15/2006 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (RANCHO SANTA MARGARITA CA)
MA
02/11/2000 - 02/14/2006
ASSOCIATED SECURITIES CORP. (BOSTON MA)
GA
07/09/1999 - 02/17/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
09/14/1994 - 07/06/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
10/21/1988 - 05/05/1989
PRESIDENTIAL SECURITIES, INC.
IA
Issued 06/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/20/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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