Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Ross Hicks is a financial advisor who has been working in the securities industry since December 2002. Dale is currently registered with Charles Schwab & Co., Inc. in Chesterfield, Missouri. Dale is also registered with the state of Missouri as an investment advisor representative. Dale has held previous positions at TD AMERITRADE, INC. and Edward Jones. Dale is a Series 7, 6, 63, and 66 licensed representative and holds the Series SIE designation. Dale specializes in providing financial planning and portfolio management services for individuals and families. Dale is also a sponsor of a wrap fee program and a financial planning advisor referral program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
01/26/2022 - Present
Charles Schwab & CO., Inc. (Chesterfield MO)
MO
10/11/2011 - 07/29/2024
TD AMERITRADE, INC. (CHESTERFIELD MO)
MO
10/06/2008 - 09/27/2011
EDWARD JONES (CHESTERFIELD MO)
IL
11/11/2005 - 10/08/2008
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IL
11/26/2002 - 11/29/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 10/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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