Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Nikolaus is a financial advisor with Fidelity Brokerage Services LLC. Dale has been in the financial services industry since 1998 and has a strong track record of providing personalized financial advice to clients. Dale has a wide range of experience in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
05/15/2013 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
AZ
12/15/2005 - 04/05/2012
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
TX
08/10/1998 - 11/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
01/05/1987 - 04/06/1987
THE STUART-JAMES COMPANY, INC.
BC
Issued 12/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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