Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Hawthorne is a financial advisor with Mercer Global Advisors Inc. Dale has over 20 years of experience in the financial services industry. Dale specializes in providing financial planning, investment management, and trust services to individuals, families, and businesses. Dale is also a registered investment advisor and holds Series 7, Series 63, Series 65, and Series 27 licenses. Dale is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
06/15/2024 - Present
Mercer Global Advisors Inc. (DENVER CO)
TX
09/05/2019 - 11/16/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRIENDSWOOD TX)
TX
07/22/2016 - 08/21/2019
SECURITIES AMERICA, INC. (LEAGUE CITY TX)
TX
06/16/2015 - 08/01/2016
QUESTAR CAPITAL CORPORATION (HUMBLE TX)
TX
09/18/2013 - 06/09/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRIENDSWOOD TX)
TX
05/14/2012 - 10/10/2013
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
05/07/2010 - 08/30/2011
FSC SECURITIES CORPORATION (HOUSTON TX)
NY
11/15/2003 - 02/13/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
TX
01/12/1989 - 11/15/2003
J.P. MORGAN SECURITIES OF TEXAS, INC. (HOUSTON TX)
IA
Issued 06/14/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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