Unclaimed
Dale Michael Fortugno is a registered representative with Fidelity Brokerage Services LLC. Dale has over 10 years of experience in the securities industry. Dale is licensed in all 50 states and the District of Columbia. Previously, Dale was registered with J.P. Morgan Securities LLC, Ivy Securities, Inc., and Northeast Securities, Inc. Dale has passed several securities exams including the Series 7, Series 55, Series 63, Series 99, and Series 57TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/26/2021 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
NY
11/06/2018 - 01/15/2020
J.P. MORGAN SECURITIES LLC (CARLE PLACE NY)
NY
06/02/2015 - 08/16/2018
IVY SECURITIES, INC. (Roslyn Heights NY)
NY
08/14/2012 - 06/03/2015
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
BC
Issued 08/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2016
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/13/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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