Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Herndon is a financial advisor with over 20 years of experience in the industry. Dale has been registered with Stifel Independent Advisors, LLC since November 2021. Prior to joining Stifel, Dale was a financial advisor with Wells Fargo Advisors Financial Network, LLC from January 2017 to November 2021 and Wells Fargo Clearing Services, LLC from January 2003 to January 2017. Dale holds the Series 6, 7, 24, 63 and 65 licenses. Dale also has experience providing financial planning and investment management services to individuals, businesses, and charitable organizations. Dale is a Registered Investment Advisor in Florida, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
11/15/2021 - Present
Stifel Independent Advisors, LLC (Holmes Beach FL)
VA
01/06/2017 - 11/17/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (RICHMOND VA)
VA
01/17/2003 - 01/06/2017
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
NY
08/23/1999 - 01/24/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/08/1998 - 08/29/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 11/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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