Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Lewis Mullin is a registered representative with Equity Services, Inc. Dale has been in the financial services industry since 2002 and has a Series 7, Series 63, and SIE license. Dale is also a certified public accountant (CPA) and has experience in tax preparation and planning. Dale has been with Equity Services, Inc. since 2007. Prior to that, Dale worked for H.D. Vest Investment Services and Mercer Allied Company, L.P. Dale provides financial planning, investment management, and retirement planning services to individuals, families, and businesses. Dale also provides insurance services through WDR Financial Services LLC, a firm that Dale manages.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/22/2021 - Present
Equity Services, Inc. (QUEENSBURY NY)
NY
10/23/2003 - 12/01/2007
H.D. VEST INVESTMENT SERVICES (QUEENSBURY NY)
NY
09/18/2002 - 10/24/2003
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BC
Issued 11/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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