Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Rosenthal is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Dale has been in the financial industry since 2000 and has a wide range of experience in providing financial advice. Dale specializes in providing financial planning, investment consulting services to institutional clients, and portfolio management for individuals and businesses. Dale is a registered representative of Wells Fargo Advisors Financial Network, LLC and holds multiple professional licenses and certifications. Dale also has experience working at A.G. Edwards & Sons, Inc., Stifel, Nicolaus & Company, Incorporated, and Century Securities Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
10/11/2022 - Present
Wells Fargo Advisors Financial Network, LLC (JEFFERSON CITY MO)
MO
06/01/2011 - 10/04/2022
WELLS FARGO CLEARING SERVICES, LLC (LAKE OZARK MO)
MO
10/22/2009 - 06/09/2011
METLIFE SECURITIES INC. (CHESTERFIELD MO)
MO
01/01/2008 - 09/24/2009
WELLS FARGO ADVISORS, LLC (LAKE OZARK MO)
MO
04/27/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAKE OZARK MO)
MO
03/10/2000 - 05/01/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CAMDENTON MO)
MO
06/16/2004 - 12/31/2004
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
BOTH
Issued 02/17/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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