Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Joseph Boettcher is an investment advisor representative with Harmony Asset Management LLC. Dale has been in the industry since 1984. Dale is registered with the Securities and Exchange Commission (SEC) and the state of Arizona. Dale has a Series 65 and Series 63 license. Dale is also a Series 7, Series 9, and Series 10 license holder. Dale holds a life and health insurance license and is active in the community. Dale has experience providing financial planning and investment advice. Dale is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
07/13/2018 - Present
Harmony Asset Management LLC (SCOTTSDALE AZ)
FL
04/24/2018 - 09/28/2018
AMERICAN WEALTH MANAGEMENT, INC. (Tampa FL)
FL
02/08/2011 - 03/30/2016
MORGAN STANLEY (TAMPA FL)
TX
04/02/2007 - 06/08/2010
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
NY
04/18/1996 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
IL
02/01/1995 - 02/09/1996
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
11/27/1992 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
WI
06/20/1989 - 11/13/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
08/03/1988 - 06/06/1989
PLANCO FINANCIAL SERVICES, INC.
NA
11/06/1987 - 11/15/1988
ESSEX FINANCIAL SERVICES, INC.
NA
07/06/1987 - 11/11/1987
ESSEX COMPANY
NA
05/05/1986 - 07/14/1987
UNITED FINANCIAL INVESTMENTS, INC.
NA
01/25/1984 - 05/07/1986
DEAN WITTER REYNOLDS INC.
IA
Issued 07/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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