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Dale Gregory Potts

Transamerica Financial Advisors, Inc.

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About Dale Gregory Potts

Dale Gregory Potts is a registered investment advisor representative with Transamerica Financial Advisors, Inc. Dale is a licensed investment advisor in Oregon. Dale has been in the financial services industry since 1999. Dale holds the Series 6, Series 26, Series 63 and Series 65 securities licenses. Dale specializes in providing portfolio management for individuals and selection of other advisors. Dale can also provide services for insurance products for companies affiliated with Transamerica Financial Advisors, Inc. Dale has been registered with Transamerica Financial Advisors, Inc. since 2012. Prior to that, Dale was registered with World Group Securities, Inc. and WMA Securities, Inc.

Firm Information

Dale Potts is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dale Potts’s Registration & Firm History

OR

12/13/2013 - Present

Transamerica Financial Advisors, Inc. (PORTLAND OR)

GA

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (DULUTH GA)

GA

01/06/1999 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 12/10/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/15/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dale Gregory Potts.
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