Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Johnson is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 30 years of experience in the industry. Dale has a wide range of experience working with individuals, families, and businesses to help them achieve their financial goals. Dale is a Registered Representative and Investment Advisor Representative and is licensed to offer a variety of financial products and services, including investment management, financial planning, and retirement planning. Dale is committed to providing his clients with personalized service and a comprehensive approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/04/2020 - Present
Stifel, Nicolaus & Company, Inc. (ABILENE TX)
TX
06/01/2009 - 06/10/2020
MORGAN STANLEY (ABILENE TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ABILENE TX)
TX
11/11/2005 - 04/02/2007
MORGAN STANLEY DW INC. (ABILENE TX)
TX
11/30/1998 - 11/18/2005
RBC DAIN RAUSCHER INC. (ABILENE TX)
NY
09/09/1987 - 12/03/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/03/1987 - 01/03/1989
PROTECTIVE EQUITY SERVICES, INC.
NA
01/31/1986 - 12/26/1986
PROTECTIVE EQUITY SERVICES, INC.
NA
04/22/1982 - 11/15/1984
SCHNEIDER, BERNET & HICKMAN, INC.
IA
Issued 02/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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