Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Francis Roehrich is a registered representative with Parkland Securities, LLC. Dale has been in the securities industry since 1987. Dale's current branch office location is Fargo, North Dakota. Prior to joining Parkland Securities, LLC, Dale was associated with Walnut Street Securities, Inc. and PRUCO Securities Corporation. Dale holds FINRA Series 6 and SIE licenses, along with the Series 63, and is currently licensed in 21 states, including Arizona, California, Colorado, Connecticut, Florida, Illinois, Iowa, Minnesota, Missouri, Nebraska, New York, North Carolina, North Dakota, Ohio, Pennsylvania, South Carolina, South Dakota, Texas, Washington, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
ND
11/11/2005 - Present
Parkland Securities, LLC (FARGO ND)
ND
11/16/2001 - 11/11/2005
WALNUT STREET SECURITIES, INC. (FARGO ND)
NJ
12/09/1987 - 10/31/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 12/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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