Unclaimed
Dale Eugene Sales is a financial professional with over 25 years of experience in the securities industry. Dale currently works for Nylife Securities LLC, a firm located in Centerville, IA. Dale has a strong background in investments, having worked for firms such as Principal Securities, Inc., Signator Investors, Inc. and Nylife Securities LLC. Dale is registered with the state of Iowa, Missouri, and Texas. Dale has Series 6 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
05/08/2023 - Present
Nylife Securities LLC (CENTERVILLE IA)
IA
08/19/2015 - 04/26/2023
PRINCIPAL SECURITIES, INC. (Centerville IA)
IA
09/07/2012 - 08/25/2015
SIGNATOR INVESTORS, INC. (CENTERVILLE IA)
IA
12/10/1997 - 09/13/2012
NYLIFE SECURITIES LLC (CENTERVILLE IA)
BC
Issued 12/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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