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Dale Eugene Sales

Nylife Securities LLC

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About Dale Eugene Sales

Dale Eugene Sales is a financial professional with over 25 years of experience in the securities industry. Dale currently works for Nylife Securities LLC, a firm located in Centerville, IA. Dale has a strong background in investments, having worked for firms such as Principal Securities, Inc., Signator Investors, Inc. and Nylife Securities LLC. Dale is registered with the state of Iowa, Missouri, and Texas. Dale has Series 6 and SIE securities licenses.

Firm Information

Dale Sales is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dale Sales’s Registration & Firm History

IA

05/08/2023 - Present

Nylife Securities LLC (CENTERVILLE IA)

IA

08/19/2015 - 04/26/2023

PRINCIPAL SECURITIES, INC. (Centerville IA)

IA

09/07/2012 - 08/25/2015

SIGNATOR INVESTORS, INC. (CENTERVILLE IA)

IA

12/10/1997 - 09/13/2012

NYLIFE SECURITIES LLC (CENTERVILLE IA)

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Licenses & Designations

BC

Issued 12/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Dale Eugene Sales. Review regulatory record here.
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