Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Roehrs is a financial advisor who has been in the industry since 1986. Dale is currently registered with The Colony Group, LLC and is licensed in Arizona, Nebraska and Texas. He previously worked with LPL Financial LLC, Citigroup Global Markets Inc., Lehman Brothers Inc., and Dain Bosworth Incorporated. Dale has extensive experience in providing financial advice to individuals, families, businesses, and institutions. He holds Series 63, 65, 7 and 31 licenses as well as the SIE. Dale is a Certified Financial Planner and is passionate about helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax prep. srvcs, dispute resolution srvcs, family office srvcs, bus. mgmt. srvcs, ins. solutions, credit & cash mgmt solutions..
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev. sharing w/ frs and on eligible credit & cash mgmt solutions
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2
NE
07/01/2024 - Present
THE Colony Group, LLC (LINCOLN NE)
NE
02/03/2006 - 01/11/2017
LPL FINANCIAL LLC (LINCOLN NE)
NE
07/31/1993 - 02/17/2006
CITIGROUP GLOBAL MARKETS INC. (LINCOLN NE)
NY
05/21/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/25/1986 - 06/01/1993
DAIN BOSWORTH INCORPORATED
IA
Issued 08/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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