Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Enright Smith is a financial advisor with over 25 years of experience in the industry. Dale is currently registered with B. Riley Wealth Advisors, Inc. and has been with the firm since 2022. Dale has held several previous positions with other firms including National Securities Corporation, VFinance Investments, Inc., Dawson James Securities, Inc., and JHS Capital Advisors, Inc. Dale is licensed to provide investment advice and securities services in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/18/2014 - Present
B. Riley Wealth Advisors, Inc. (BOCA RATON FL)
FL
12/18/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
07/11/2016 - 12/19/2017
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
FL
12/17/2010 - 06/03/2013
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
FL
07/02/2010 - 12/23/2010
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
FL
03/06/2006 - 06/23/2010
JHS CAPITAL ADVISORS, INC. (BOCA RATON FL)
FL
05/02/2006 - 07/31/2007
POINTE ATLANTIC (BOCA RATON FL)
NY
11/30/2006 - 01/03/2007
GREAT EASTERN SECURITIES, INC. (NEW YORK NY)
FL
01/28/2005 - 03/06/2006
NORTH AMERICAN CLEARING, INC. (LONGWOOD FL)
NJ
03/22/2002 - 10/06/2004
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
NY
09/01/2000 - 09/25/2000
ON-LINE INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
11/02/1998 - 02/14/2000
SCHONFELD SECURITIES, LLC (JERICHO NY)
PA
09/18/1998 - 11/16/1998
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
NY
02/27/1997 - 07/30/1998
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
01/14/1997 - 02/18/1997
MAJOR LEAGUE SECURITIES, INC. (JERICHO NY)
NY
01/13/1997 - 02/12/1997
SCHONFELD SECURITIES INC. (JERICHO NY)
NY
07/16/1992 - 02/15/1995
SCHONFELD SECURITIES INC. (JERICHO NY)
MI
08/14/1990 - 06/21/1991
OLDE DISCOUNT CORPORATION (DETROIT MI)
CO
10/25/1989 - 05/22/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 07/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2006
Series 4 - Registered Options Principal Examination
BC
Issued 09/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dale Smith is the right advisor for you? Invested Better is here to help.
