Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Lehenbauer is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Monroe, North Carolina. Dale has been in the financial services industry since October 1992, and holds both Series 7 and Series 63 licenses. Dale is a Certified Financial Planner, and specializes in providing financial planning services, pension consulting, and portfolio management for both individuals and businesses. Dale is committed to providing a high level of service to clients, and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
12/05/2013 - Present
Raymond James Financial Services Advisors, Inc. (MONROE NC)
NC
02/13/2013 - 11/27/2013
RAYMOND JAMES & ASSOCIATES, INC. (MONROE NC)
NC
07/23/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MONROE NC)
NC
03/02/2001 - 08/04/2007
CITIGROUP GLOBAL MARKETS INC. (MONROE NC)
MO
05/09/1995 - 03/07/2001
EDWARD JONES (ST. LOUIS MO)
NC
03/21/1994 - 05/16/1995
UCB INVESTOR SERVICES, INC. (WHITEVILLE NC)
NY
10/06/1992 - 04/07/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/7/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/16/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/3/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/6/2004
Series 3 - National Commodity Futures Examination
BC
Issued 10/5/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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