Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale McCormick is an investment advisor representative with Osaic Wealth, Inc. Dale has been in the industry since 1983. Dale has a Series 65 license and has been registered with the Securities and Exchange Commission for over 14 years. Prior to joining Osaic Wealth, Inc., Dale was employed with Securities America, Inc., Securities Service Network, LLC and Investcorp, Inc.. Dale is also a registered representative of Osaic Wealth, Inc. and has a Series 7 and Series 24 license. Dale holds an active Series 63 license and is registered in 7 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (NEW YORK NY)
NY
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (NEW YORK NY)
NY
05/09/1995 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (NEW YORK NY)
FL
01/29/1992 - 05/16/1995
INVESTACORP, INC. (MIAMI FL)
NA
05/11/1990 - 02/03/1992
MONARCH SECURITIES, INC.
NY
03/20/1990 - 05/21/1990
PENN PLAZA BROKERAGE, LTD. (NEW YORK NY)
NA
01/10/1989 - 03/09/1990
OXFORD CAPITAL SECURITIES, INC.
IN
02/11/1985 - 01/24/1989
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
NA
05/02/1984 - 12/27/1984
WZW FINANCIAL SERVICES, INC.
NA
03/22/1983 - 03/31/1984
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
IA
Issued 10/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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