Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Groce is a financial advisor with B. Riley Wealth Advisors, Inc. Dale has been in the financial services industry since 1997 and has a wealth of experience in providing financial advice to individuals, families, and businesses. Dale earned his Series 7, 6, 63 and 65 licenses and has been active in various states including Pennsylvania, Maryland, Ohio, Florida, and Georgia. Dale also holds a Series 24 license for financial services principals. Dale has a strong commitment to providing clients with personalized financial advice and strategies that meet their specific needs. Dale has been with B. Riley Wealth Advisors, Inc. since 2017, and has been a registered representative with National Securities Corporation since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/02/2017 - Present
B. Riley Wealth Advisors, Inc. (GLENSHAW PA)
PA
12/23/2009 - 07/22/2022
NATIONAL SECURITIES CORPORATION (GLENSHAW PA)
PA
05/06/2003 - 12/24/2009
GUNNALLEN FINANCIAL, INC (GIBSONIA PA)
NJ
10/20/1999 - 03/07/2003
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
AZ
05/05/1997 - 10/19/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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