Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale E. Hohlbaugh is a registered investment advisor representative with Cetera Investment Advisers LLC in North Canton, Ohio. Dale has been in the securities industry since 1984. Dale has a combined 39 years of experience in the financial services industry. Dale is currently registered with FINRA and state regulators in Ohio and Texas. Dale is also registered with the Securities and Exchange Commission (SEC). Prior to joining Cetera Investment Advisers LLC, Dale was employed at First Allied Securities, Inc. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
05/18/2022 - Present
Cetera Investment Advisers LLC (NORTH CANTON OH)
OH
05/22/2009 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NORTH CANTON OH)
OH
01/16/2004 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (AKRON OH)
NY
04/24/1984 - 01/22/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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