Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Hohlbaugh is a financial advisor with over 38 years of experience in the industry. Dale is currently registered with Cetera Investment Advisers LLC and has been with the firm since September 2022. Prior to joining Cetera, Dale was associated with First Allied Securities, Inc. and Citigroup Global Markets Inc. Dale holds the Series 7, Series 63, Series 65, and Series 99TO licenses and is registered to provide investment advice in multiple states. Dale specializes in providing financial advice to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
05/18/2022 - Present
Cetera Investment Advisers LLC (NORTH CANTON OH)
OH
05/22/2009 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NORTH CANTON OH)
OH
01/16/2004 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (AKRON OH)
NY
04/24/1984 - 01/22/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 6/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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