Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Flick is a financial advisor with over 30 years of experience in the industry. Dale currently works at Robert W. Baird & Co. Inc., and previously worked at firms including MCADAMS WRIGHT RAGEN, INC., WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, PIPER JAFFRAY & CO., U.S. BANCORP INVESTMENTS, INC., U.S. BANCORP SECURITIES, DAIN BOSWORTH INCORPORATED, and PENN MUTUAL EQUITY SERVICES, INC. Dale is a CERTIFIED FINANCIAL PLANNER® professional. Dale specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and investment companies. Dale is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OR
11/07/2014 - Present
Robert W. Baird & Co. Inc. (Lake Oswego OR)
OR
01/20/2012 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (PORTLAND OR)
OR
01/03/2011 - 01/24/2012
WELLS FARGO ADVISORS, LLC (PORTLAND OR)
OR
02/18/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PORTLAND OR)
MN
11/16/1998 - 02/25/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
09/03/1997 - 11/16/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
05/23/1994 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
NA
01/27/1992 - 05/24/1994
DAIN BOSWORTH INCORPORATED
PA
07/03/1986 - 02/04/1992
PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1991
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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