Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Duane Bartlett is an investment advisor representative at Principal Securities, Inc. Dale has over 25 years of experience in the financial services industry. Dale is registered with the following states: Arkansas, Colorado, Florida, Illinois, Iowa, Kansas, Missouri, Nebraska, South Carolina, and South Dakota. Dale specializes in working with individual clients, high-net-worth individuals, corporations and other businesses, charitable organizations, pension and profit sharing plans, and state and municipal government entities. Dale is a Registered Representative and Investment Adviser Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
KS
08/29/2022 - Present
Principal Securities, Inc. (OVERLAND PARK KS)
KS
05/27/2020 - 08/17/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LEAWOOD KS)
KS
12/01/2017 - 05/06/2020
ONEAMERICA SECURITIES, INC. (Leawood KS)
MO
03/25/2017 - 05/11/2017
MML INVESTORS SERVICES, LLC (ST. LOUIS MO)
MO
10/30/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ST. LOUIS MO)
MO
07/25/2002 - 01/02/2015
NEW ENGLAND SECURITIES (ST. LOUIS MO)
MO
06/09/1998 - 07/18/2002
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NY
10/22/1996 - 05/28/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
09/25/1995 - 10/10/1996
SECURITY FIRST FINANCIAL, INC.
CA
06/16/1995 - 10/10/1996
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
IA
Issued 04/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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