Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Douglas Schroeder is an investment advisor representative with New Edge Wealth and has been in the industry since 2006. Dale has a Series 65, Series 66 and Series 7, Series 31 and SIE licenses. Dale is registered with the state of California, Texas, Connecticut, District of Columbia, Idaho, Vermont, and Virginia. Dale has experience working with insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Dale provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/29/2023 - Present
NEW Edge Wealth (San Francisco CA)
CA
01/03/2011 - 10/26/2023
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
10/16/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
12/20/2006 - 10/23/2009
SANFORD C. BERNSTEIN & CO., LLC (SAN FRANCISCO CA)
BOTH
Issued 12/29/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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