Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Sprout is a financial professional with over 40 years of experience in the industry. Dale has a broad background in financial services and is currently registered with Osaic Wealth, Inc., a large, national firm, as an Investment Advisor Representative. Dale’s experience and credentials include a Series 7, Series 63, and Series 6. Dale specializes in helping individuals and families develop and implement comprehensive financial plans that address retirement planning, investment management, estate planning, and tax strategies. Dale is also an Enrolled Agent for tax preparation and has a strong background in insurance, providing fixed life, health, disability, annuities, and long-term care products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/01/2022 - Present
Osaic Wealth, Inc. (PLYMOUTH MN)
MN
01/06/1999 - 10/28/2022
CETERA ADVISOR NETWORKS LLC (BROOKLYN PARK MN)
CA
08/20/1997 - 12/31/1998
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
NA
08/21/1987 - 05/07/1997
PFS INVESTMENTS INC.
GA
03/03/1983 - 05/07/1997
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 03/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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