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Dale Charles Herring

U.s. Bancorp Investments, Inc.

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About Dale Charles Herring

Dale Charles Herring is an investment advisor representative with U.S. Bancorp Investments, Inc., registered with both FINRA and the Securities and Exchange Commission. Dale has been in the industry since July 1, 2012 and is licensed in Nebraska and Iowa. Dale holds Series 6, 7, 63, and 65 licenses as well as the SIE. Dale has over 11 years of experience in the financial services industry and specializes in individual clients, high net worth individuals, corporations, and pension plans.

Firm Information

Dale Herring is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Dale Herring’s Registration & Firm History

NE

10/24/2023 - Present

U.s. Bancorp Investments, Inc. (Omaha NE)

NE

07/02/2012 - 10/24/2023

WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)

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Licenses & Designations

IA

Issued 05/02/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/11/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2014

Series 7 - General Securities Representative Examination

BC

Issued 06/29/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dale Charles Herring. Review regulatory record here.
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