Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Cash Teat is a registered representative with Stifel, Nicolaus & Company, Inc. Dale has been in the industry since 1995 and has held previous positions with various firms including Barclays Capital Inc., SunTrust Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Dale holds the Series 7, Series 63, and Series 66 securities licenses. Dale is registered to provide investment advice in 48 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (ATLANTA GA)
GA
08/17/2012 - 12/04/2015
BARCLAYS CAPITAL INC. (ATLANTA GA)
GA
01/29/2007 - 08/21/2012
SUNTRUST INVESTMENT SERVICES, INC. (ALPHARETTA GA)
GA
12/19/2003 - 12/08/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
NY
02/05/2003 - 12/11/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/18/1998 - 07/15/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/30/1998 - 09/23/1998
PAINEWEBBER INCORPORATED
NJ
06/20/1994 - 09/23/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
GA
04/22/1997 - 10/03/1997
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
BOTH
Issued 08/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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