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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Brian Foard is an investment advisor representative with WPG Financial Group, LLC. Dale has been in the industry since 1995. Dale specializes in providing financial planning, portfolio management for individuals, and portfolio management for businesses. Dale has been registered with the Securities and Exchange Commission since 2021. Prior to joining WPG Financial Group, LLC, Dale has worked at firms such as United Planners' Financial Services of America a Limited Partner, CFG Capital Markets, LLC, Piper Jaffray & Co., Janney Montgomery Scott LLC, Morgan Keegan & Company, Inc., Claymore Securities, Inc., Ryan Beck & Co., Legg Mason Wood Walker, Incorporated, and LM Financial Partners, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
11/23/2021 - Present
WPG Financial Group, LLC (BALTIMORE MD)
MD
07/31/2019 - 06/25/2021
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (BALTIMORE MD)
MD
10/19/2015 - 08/01/2019
CFG CAPITAL MARKETS, LLC (BALTIMORE MD)
MD
05/15/2014 - 09/16/2015
PIPER JAFFRAY & CO. (BALTIMORE MD)
PA
08/05/2008 - 04/29/2014
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
TN
03/27/2007 - 07/08/2008
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IL
02/20/2007 - 03/22/2007
CLAYMORE SECURITIES, INC. (CHICAGO IL)
MD
11/16/2005 - 12/12/2006
RYAN BECK & CO. (BALTIMORE MD)
MD
05/01/1995 - 11/02/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
12/22/1999 - 09/15/2003
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
IA
Issued 08/27/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/17/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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