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Dale Barton Elliott

NBC Securities, Inc.

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About Dale Barton Elliott

Dale Barton Elliott is a financial advisor registered with NBC Securities, Inc. in Alabama, California, New Mexico, and Wisconsin. Dale Elliott has been in the industry since 1993 and has experience in a variety of areas, including financial planning, pension consulting, and portfolio management. Dale Elliott is a registered representative of NBC Securities, Inc. and a registered investment advisor representative in Alabama, California, New Mexico, and Wisconsin.

Firm Information

Dale Elliott is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dale Elliott’s Registration & Firm History

AL

03/30/2021 - Present

NBC Securities, Inc. (FAIRHOPE AL)

NA

05/06/1996 - 05/28/1996

NBC SECURITIES, INC.

AL

10/25/1993 - 05/07/1996

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 11/18/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dale Barton Elliott. Review regulatory record here.
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