Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Anthony Hoeflinger is a financial advisor with over 11 years of experience in the financial services industry. Dale is registered with Wells Fargo Clearing Services, LLC in Georgia and Texas. Prior to joining Wells Fargo, Dale was a financial advisor with J.P. Morgan Securities LLC and Commonwealth Church Finance, Inc. Dale holds Series 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
03/29/2022 - Present
Wells Fargo Clearing Services, LLC (ACWORTH GA)
GA
10/01/2012 - 04/20/2016
J.P. MORGAN SECURITIES LLC (Sandy Springs GA)
GA
07/12/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CANTON GA)
GA
12/02/2011 - 03/01/2012
COMMONWEALTH CHURCH FINANCE, INC. (MCDONOUGH GA)
TX
01/10/2011 - 11/18/2011
CND FINANCIAL LTD. (BULVERDE TX)
BOTH
Issued 05/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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