Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Anthony Gonzaga is a registered investment advisor representative with RBC Capital Markets, LLC. Dale has been in the industry since March 19, 2013. Dale is registered with FINRA as well as in 51 states and the District of Columbia. Dale has passed the Series 63, 66, 7, 9, 10, 24, 99, and SIE examinations. Dale previously worked at Kapitalll Generation, LLC in Austin, Texas and Christopher Weil & Company, Inc in San Diego, California. Dale works with a variety of clients including corporations, insurance companies, and high-net-worth individuals. Dale's firm offers financial planning, portfolio management, and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/16/2021 - Present
RBC Capital Markets, LLC (NEW YORK NY)
TX
05/20/2014 - 11/05/2015
KAPITALL GENERATION, LLC (AUSTIN TX)
CA
09/14/2012 - 11/14/2013
CHRISTOPHER WEIL & COMPANY, INC. (SAN DIEGO CA)
BOTH
Issued 11/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/05/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/13/2012
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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