Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Allen Nelsen is a financial advisor with over 35 years of experience in the industry. Dale is currently registered with LPL Financial LLC and provides financial planning and investment advice. Dale is a licensed agent in South Dakota and Texas, and has a Series 6, 7, 63 and 66 securities licenses. Dale has previously worked for Raymond James Financial Services, Inc. and Cetera Investment Services LLC. Dale is committed to providing personalized financial guidance to help clients achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
07/21/2022 - Present
LPL Financial LLC (ABERDEEN SD)
SD
06/14/2017 - 07/26/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (WATERTOWN SD)
SD
06/24/2011 - 06/13/2017
CETERA INVESTMENT SERVICES LLC (WATERTOWN SD)
SD
10/20/1998 - 06/28/2011
SPECTRUM CAPITAL, INC. (WATERTOWN SD)
CA
06/01/1996 - 10/19/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
SD
03/28/1989 - 06/01/1996
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
NY
09/02/1987 - 04/10/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/02/1987 - 04/10/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 06/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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