Unclaimed
Dale Alan Bender is a financial advisor in Dearborn, Michigan. Dale is a registered representative of Ameriprise Financial Services, LLC and has been in the financial services industry since 1999. Dale specializes in financial planning, portfolio management, and retirement planning. Dale holds Series 6, 7, 63, and 65 licenses and has also passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
10/19/2012 - Present
Ameriprise Financial Services, LLC (Dearborn MI)
MI
12/13/2011 - 10/19/2012
NYLIFE SECURITIES LLC (DEARBORN MI)
MI
09/06/2002 - 12/31/2010
1ST GLOBAL CAPITAL CORP. (DEARBORN MI)
MA
10/13/1999 - 09/09/2002
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
IA
Issued 12/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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