Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dale? Claim Your ProfileDale Wood is a financial advisor and registered representative, with over 30 years of experience in the financial services industry. Dale has a strong background in both investment advisory and brokerage services. Dale holds a Series 7, Series 26, and Series 63 license as well as the SIE designation. He is also a Certified Financial Planner. Dale is currently affiliated with Osaic Wealth, Inc. and previously held positions with several firms including First California Capital Markets Group, Inc., First Imperial Investor Services, Inc., GFC Securities Corporation, Continental Equities Corporation of America, Prudential-Bache Securities Inc., and Shearson Lehman Hutton Inc. Dale specializes in providing financial planning, portfolio management, and pension consulting services for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/14/2017 - Present
Osaic Wealth, Inc. (LAKE FOREST CA)
NA
04/03/1990 - 09/25/1990
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
NA
08/15/1989 - 03/15/1990
FIRST IMPERIAL INVESTOR SERVICES, INC.
NA
03/04/1989 - 06/08/1989
GFC SECURITIES CORPORATION
NA
08/26/1987 - 06/01/1989
CONTINENTAL EQUITIES CORPORATION OF AMERICA
NA
08/22/1984 - 12/13/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
03/07/1986 - 03/15/1988
SHEARSON LEHMAN HUTTON INC.
BC
Issued 10/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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