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Dakota Tiger Soun

Blackrock Execution Services

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About Dakota Tiger Soun

Dakota Tiger Soun is a financial professional with over 5 years of experience in the financial industry. Dakota is currently registered with Blackrock Execution Services and holds Series 7, Series 63, Series 79, and SIE licenses. Dakota previously worked at BTIG, LLC and has been registered in all 50 states and the District of Columbia.

Firm Information

Dakota Soun is currently registered with Blackrock Execution Services. Blackrock Execution Services is a corporation formed on August 31, 1995. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dakota Soun’s Registration & Firm History

CA

06/06/2024 - Present

Blackrock Execution Services (SAN FRANCISCO CA)

CA

03/11/2019 - 03/21/2024

BTIG, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 05/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/13/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/13/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dakota Tiger Soun.
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