Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dakota? Claim Your ProfileDakota Richardt is a financial advisor at LPL Financial LLC. Dakota has been a registered representative for over 5 years. Dakota is licensed to sell securities in 26 states and has Series 7TO, SIE, and Series 6 securities licenses. Dakota is a registered investment advisor in Indiana and Texas. Dakota has experience working with individuals, high-net-worth individuals, corporations, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
05/04/2023 - Present
LPL Financial LLC (EVANSVILLE IN)
KY
11/22/2019 - 01/22/2023
J.P. MORGAN SECURITIES LLC (OWENSBORO KY)
IN
02/21/2018 - 08/14/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (EVANSVILLE IN)
BOTH
Issued 08/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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